Keeping client information secure is a top priority at Attwell Asset Allocation, Inc. We provide this corporate policy statement to inform clients on how we handle data collected. The provisions of the corporate policy statement apply to current and previous clients, as well as prospects.
Policies/practices to protect your information
- The categories of personal information we collect on you come from applications, questionnaires, forms and documents you recieve needed to manage your account. Information such as name, address, social security number, telephone number, income, occupation, account balances, trading activity, previous investment experience and matters related to financial, taxes and estate planning.
- Information accumulates about you regarding your transactions, account balances, payment history and account activity while clients with our firm.
Third parties to whom we disclose personal information
- Third parties that are not part of or under the control of Attwell Asset Allocation, Inc. but are a part of our network of affiliates used to effect your account. Affiliates in the Financial Services Industry such as broker/dealers, insurance companies, tax specialists, tax attorneys, certified public accountants, financial and estate planners. Disclosure of personal information is only to these affiliates and not to other entities without your direction and prior approval. The only exception would be under court order of a legal authority or industry regulatory entity.
We do not disclose personal information to any non-affiliated third parties. This includes non-affiliated financial and non-financial companies engaged in direct marketing, telemarketing of consumer products and services including prospecting lists. We do not share information with others for compensation for prospecting purposes. Currently all marketing at Attwell Asset Allocation, Inc. is done in-house. While we may have purchased a prospecting list from time to time, we have never sold one that discloses the personal information of our clients. It is not our business or intent to ever do so.